Investment Executive has the latest news and analysis on investment products, industry news and securities regulation for financial advisors.

Jan 24, 2025 · Each week, we summarize notable moves across the financial industry. Jacqueline Sanjuas has been appointed global head of financial crime risk management at TD Bank Group, succeeding Herb Mazariegos, senior vice-president, financial crime risk management, who will be leaving the bank. Sanjuas, who joined TD in January 2024 and will continue in her role as U.S. Bank Secrecy Act officer at TD ...

Jan 17, 2025 · Each week, we summarize notable moves across the financial industry. Raymond Chun will move into his new role as group president and CEO of TD Bank Group as of Feb. 1, earlier than a previously announced date of April 10. Chun, currently chief operating officer of the bank, is replacing current group president and CEO Bharat Masrani. Masrani will now retire and step down from the board of ...

Nov 20, 2024 · Each week, we summarize notable moves across the financial industry. Roy Gori, president and CEO of Manulife, announced he will retire in May. Phil Witherington, current president and CEO of the Asia segment, will take over the position. Gori will continue to serve as an advisor until August 2025 to support the transition to Witherington. Witherington joined Manulife in 2014 and previously ...

Sep 4, 2024 · Each week, we summarize notable moves across the financial industry. Alfred Lee has been named deputy chief investment officer at Quintessence Wealth (Q Wealth Partners), a partnership by portfolio managers who aim to serve other portfolio managers. Lee comes from BMO Global Asset Management, where he was a director, portfolio manager and investment strategist with BMO ETFs for the past three ...

Dec 5, 2024 · Each week, we summarize notable moves across the financial industry. Michelle Myers has been named global chief auditor, effective Dec. 9, with TD Bank Group, marking her entry to the senior executive team. Myers succeeds Anita O’Dell, senior vice-president and global chief auditor and interim U.S. chief auditor, as O’Dell plans to retire at the end of May 2025. Myers has worked with the ...

Jan 10, 2025 · Each week, we summarize notable moves across the financial industry. Paul de la Roche has been promoted to head of private wealth for the Canadian arm of Fiera Capital. He joined the company in 2013 and has 20 years of industry experience, most recently as senior investment counsellor and regional head of private wealth. He will retain his senior investment counsellor role. Chris Heakes has ...

Dec 11, 2024 · Coming out of the pandemic years and the associated recovery, 2024 was a welcome breath of fresh air for investors. With the final phase of the inflation battle largely won, central banks worldwide eased off tighter monetary policy throughout the year. With this development, coupled with moderate growth and low unemployment, 2024 delivered fairytale conditions for investors, who profited from ...

Oct 2, 2024 · Each week, Investment Executive summarizes notable moves across the financial industry. John Nicola, founder and CEO of Nicola Wealth Management Ltd., will transition out of that role by the end of next year. He’ll become executive chair of the firm’s board of directors as of 2026, and will be succeeded by Christopher Nicola, who will first become president and then transition to the CEO ...

Nov 8, 2024 · Each week, we summarize notable moves across the financial industry. In the same week that Wellington-Altus Financial Inc. created three new leadership roles (two of which are executive vice-president positions), the firm announced its addition of multiple advisor teams. Douglas Financial — run by senior investment advisor Chris Douglas, senior wealth advisor Alan Isaacson, senior investment ...